Halal ETFs: choosing a compliant fund in Switzerland

How an ETF becomes compliant, and how to access one · by Ahmed & Hassan Al Gizani
The short answer

A halal ETF holds only companies that comply with Muslim ethics. It tracks an Islamic index (MSCI Islamic, Dow Jones Islamic Market, FTSE Shariah…) whose constituents have been screened: prohibited sectors excluded, debt and interest ratios capped, non-compliant income capped and purified. It is one of the most accessible ways to diversify savings in a compliant manner — provided you check the screening methodology. Several are accessible from Switzerland.

The ETF (exchange-traded index fund) has become private investors' favourite tool: in a single line, you hold hundreds of companies, at low cost. But a conventional ETF — a standard MSCI World or S&P 500 — inevitably contains banks, alcohol companies or heavily indebted businesses, incompatible with Muslim ethics. There is a solution: halal ETFs. Here is how they work, and how to choose one.

What is a halal ETF?

A halal ETF (also called a “sharia” ETF, or an Islamic ETF) is an exchange-traded fund that tracks not a conventional index but an Islamic index: a screened version of a benchmark index, from which every non-compliant company has been removed. The result is a diversified basket of shares put through the criteria of Islamic finance, held in a single line, with generally low fees.

It therefore combines two advantages: the simplicity and diversification of an ETF on one side, compliance on the other. For many Muslim investors, it is the natural entry point to a compliant portfolio.

How does an ETF become compliant?

The compliance of a halal ETF rests on the index it tracks. The major index providers publish Islamic versions of their flagship indices, approved by a sharia supervisory board. The best known are:

To build these indices, every company goes through the double screen of Islamic finance: a sector screen (excluding alcohol, tobacco, gambling, weapons, pornography and interest-based finance), then a financial screen based on ratios (interest-bearing debt and interest-bearing cash capped, non-compliant income capped). The exact thresholds vary slightly from one provider to another, but the logic remains that of the AAOIFI standards.

Purification

Even once screened, the companies held may draw a small share of their income from non-compliant activities (interest, for example). Purification consists in estimating that share and giving it away, so as not to benefit from it. Some index providers publish an annual “purification ratio” that makes this calculation easier — a point not to be overlooked with an ETF.

The criteria to check before buying

Not all “halal” ETFs are alike. Before you invest, check:

Learning to choose a halal ETF?

What each of these points covers can be read in the fund documentation. The ALG Club programme teaches you to do that reading yourself — with no product to sell, and no personalised advice.

Discover the programme

Buying a halal ETF from Switzerland

The good news: several Sharia-compliant ETFs, in UCITS format, are accessible to investors resident in Switzerland through a broker or a bank. Some are even listed on SIX Swiss Exchange — that is the case, as an illustration and not a recommendation, of the iShares MSCI World Islamic UCITS ETF, which tracks the Islamic version of the MSCI World.

Access, then, is not the real obstacle. The real questions lie elsewhere: how to read the screening methodology of an Islamic index, what the trading currency of a fund involves, what its domicile changes, and how purification applies. That is the role of a strategy — not of a simple purchase.

Halal ETFs and overall strategy

A halal ETF is an excellent vehicle, but it is only one building block. A complete compliant approach brings together several elements: screened shares or ETFs for growth, gold or property as tangible assets, compliant pension planning, and investment discipline over time. To understand the overall logic, start with our guides on Islamic finance and on investing without riba, then test your current investments with our compliance check.

This content is provided for educational purposes and does not constitute a fatwa: as questions of compliance involve differences between schools of jurisprudence, it is for each person to refer to a competent religious authority for their own situation. Nor does it constitute a recommendation to buy or sell.

Frequently asked questions

A halal ETF is an exchange-traded index fund that holds only companies complying with the principles of Muslim ethics. It tracks an Islamic index whose constituents have been screened: prohibited sectors excluded (alcohol, gambling, weapons, interest-based finance…) and financial ratios respected. It offers straightforward diversification, in a single line.

Generally not. A conventional ETF (S&P 500, standard MSCI World) contains banks, alcohol companies, heavily indebted businesses and other non-compliant constituents. To be halal, an ETF must track an index specifically screened against Islamic criteria and provide for the purification of non-compliant income.

Check three things: that the ETF tracks a recognised Islamic index (MSCI Islamic, Dow Jones Islamic Market, FTSE Shariah, S&P Shariah) approved by a sharia board; the screening methodology (debt and interest thresholds, excluded sectors); and the existence of a mechanism for purifying non-compliant income.

Yes. Several Sharia-compliant ETFs, in the European UCITS format, are accessible to Swiss residents through a broker or a bank. Some are listed on SIX Swiss Exchange — the iShares MSCI World Islamic UCITS ETF is one documented example, cited without any recommendation to buy. Pay attention to the currency (often USD), the fees (TER) and Swiss taxation.

Yes, purification generally remains necessary. Even after screening, a small share of the income may come from non-compliant activities (interest, for example). Purification consists in estimating that share and giving it away. Some index providers publish a purification ratio to make the calculation easier.

Not necessarily. Screening changes the sector composition (fewer banks, more technology and healthcare), which makes performance vary from one period to another, sometimes to the advantage and sometimes to the disadvantage of the Islamic index. No general conclusion can be drawn: past performance is not a reliable indicator of future performance.

Continue reading

Guide

Islamic finance

The principles: riba, gharar, maysir, AAOIFI, and their logic.

Comparison

Gold ETFs or physical gold

The compliance of gold-backed ETFs under AAOIFI standard no. 57.

Guide

Investing without riba

What to avoid and how to invest without interest.

Tool · 2 min

Is my wealth halal?

Test the compliance of your investments against the AAOIFI standards.

Going further

An ETF is a start. A strategy is better.

ALG Club trains Muslim investors in French-speaking Switzerland to build a compliant, coherent portfolio themselves. A first confidential conversation, with no obligation, to find out about the programme.

The scope of our activity

ALG Club Sàrl is a private financial training and education organisation. We provide no personalised investment advice within the meaning of the Financial Services Act (LSFin), we manage no assets on behalf of third parties and we distribute no financial, insurance or pension products. ALG Club is neither a financial intermediary nor an insurance intermediary. Our content, guides and tools are educational: every investment decision is the sole responsibility of the person who takes it, and all investment carries a risk of capital loss.